Partner Barry Temkin’s article about the SEC’s new regulation governing broker-dealers, Regulation Best Interest (Reg. BI), “New ‘Regulation Best Interest’ Becomes Effective for Broker Dealers,” was published in the New York Law Journal. His co-author is Melissa Tarentino, vice president of legal affairs at Ladenburg Thalmann Financial Services and GC of Triad Advisors and Investacorp.

To read the article, please click here.

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