Both Barry Temkin and Kate DiGeronimo were panelists at the 2023 IBDC (Independent Broker Dealer Consortium)-RIAC Risk Management Conference, where Mound Cotton was a platinum sponsor

Kate was on the panel, “Why is it important for IBDs and RIAs to purchase D&O insurance? Because regulatory actions are on the rise!” on May 8. Her co-panelists were Peter Fogarty, Claims Supervisor at Everest Insurance, Sean Needham, partner at Reminger, and Chad Weaver, partner at Freeman Mathis & Gary.

Barry was on the panel, “Enforcement by Regulation of Reg BI” on May 9 with co-panelists Amir Tadjedin at Tadjedin Thomas and Engbloom Law Group, Mickey Wright of Lloyd Gray Whitehead & Monroe, and Frank Skinner at Gloor Law and Arbitration.

The Conference took place at the St. Regis Hotel, Park City, Utah on May 7-10. You can view the agenda and more information here, Kate’s presentation here and Barry’s presentation here.

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